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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-09-22 |
Branch Locations
3470 Gateway Rd, Brookfield, WI 53045 • United States
Huntley, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Bank | Janesville | WI | 09/2014 | 09/2018 |
| Bmo Harris Financial Advisors, Inc. | Marengo | IL | 09/2018 | 05/2019 |
| U.S. Bank | Algonquin | IL | 07/2019 | 09/2022 |
| U.S. Bancorp Investments, Inc. | Algonquin | IL | 08/2019 | 09/2022 |
| Bmo Harris Bank | Brookfield | WI | 09/2022 | Present |
| Lpl Financial Llc | Brookfield | WI | 09/2022 | Present |
1- 09/2022 / BMO Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / Brookfield, WI
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-21 |
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