Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2015-01-15 |
| TX | RA | APPROVED_RES | 2009-01-29 |
Branch Locations
760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States
5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States
941 Houston Northcutt Blvd Suite 100, Mt. Pleasant, SC 29464 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Portland | OR | 08/2001 | Present |
QUADRIPLEGICS UNITED AGAINST DEPENDENCY, INC.5125 SW MACADAM AVE., SUITE 205PORTLAND, OR 97239 / 5125 SW MACADAM AVE., SUITE 205 PORTLAND, OREGON 97239 / OTHER / OTHER HUD HOUSING FOR QUADRAPALEGICS / MEMBER OF FINANCE COMMITEE AND MEMBER OF BOARD OF DIRECTORS / MEMBER OF BOARD OF DIRECTORS / FINANCE COMMITEE PARTICIPANT AND BOARD OF DIRECTORS MEMBER / START DATE 05/17/2011 / 2
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-22 |
Reach out to this advisor