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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2015-01-15
TX RA APPROVED_RES 2009-01-29
  • SC RA
    APPROVED
    Since 2015-01-15
  • TX RA
    APPROVED_RES
    Since 2009-01-29

Branch Locations

760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States

5300 Meadows Rd Suite 300, Lake Oswego, OR 97035-3229 • United States

941 Houston Northcutt Blvd Suite 100, Mt. Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Portland OR 08/2001 Present
Other Businesses

QUADRIPLEGICS UNITED AGAINST DEPENDENCY, INC.5125 SW MACADAM AVE., SUITE 205PORTLAND, OR 97239 / 5125 SW MACADAM AVE., SUITE 205 PORTLAND, OREGON 97239 / OTHER / OTHER HUD HOUSING FOR QUADRAPALEGICS / MEMBER OF FINANCE COMMITEE AND MEMBER OF BOARD OF DIRECTORS / MEMBER OF BOARD OF DIRECTORS / FINANCE COMMITEE PARTICIPANT AND BOARD OF DIRECTORS MEMBER / START DATE 05/17/2011 / 2

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-07-01
S63 Uniform Securities Agent State Law Examination 2002-04-22
  • S66 Uniform Combined State Law Examination
    2004-07-01
  • S63 Uniform Securities Agent State Law Examination
    2002-04-22

View on SEC IAPD

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