Karen R Lincks

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Louisville, KY
• 11/2016 → 10/2020
  Wells Fargo Clearing Services, Llc
  Louisville, KY
• 11/2020 → 04/2023
  Morgan Stanley
  Louisville, KY
• 05/2023 → Present
  Raymond James & Associates, Inc
  Louisville, KY
• 05/2018 → Present
  Mary Kay Cosmetics
  Greenville, IN

Previous Registrations

• 2020-11-17 → 2023-05-01
  Morgan Stanley
  Louisville, KY
  Louisville, KY
• 2009-10-28 → 2020-10-29
  Wells Fargo Clearing Services, Llc
  Louisville, KY

Other Businesses

(1)Name of Business: Mary Kay Cosmetics Address: 1000 Frontier Trail, Greenville, IN, 47124, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 05/01/2018 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Independent Beauty Consultant with Mary Kay Cosmetics. Selling cosmetics and skin care to customers out of my home.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-10-27
• S63 Uniform Securities Agent State Law Examination
  2009-05-18

Other Names

• Karen Rene France
• Karen Rene Berry
• Karen Rene France
• Karen Rene Berry
• Karen R Lincks
• Karen Rene Lincks