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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-11-27
TX RA APPROVED 2023-01-04
RI RA APPROVED 2022-10-31
  • CO RA
    APPROVED
    Since 2024-11-27
  • TX RA
    APPROVED
    Since 2023-01-04
  • RI RA
    APPROVED
    Since 2022-10-31

Branch Locations

475 Kilvert Street Suite 330, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Corrigan Financial, Inc. Middletown RI 03/2004 10/2022
Janney Montgomery Scott Llc Providence RI 10/2022 03/2024
Janney Montgomery Scott Llc Warwick RI 03/2024 Present
Previous Registrations
  • 2009-12-02 → 2022-12-06
    Corrigan Financial Inc
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-12-22
S66 Uniform Combined State Law Examination 2003-04-14
  • S63 Uniform Securities Agent State Law Examination
    2022-12-22
  • S66 Uniform Combined State Law Examination
    2003-04-14
Designations

View on SEC IAPD

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