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Kean Teng Chan

Ameriprise Financial Services, LLC

Minneapolis, MN

Eden Prairie, MN

CRD 4009974

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2019-12-03
  • MN RA
    APPROVED
    Since 2019-12-03

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402 • United States

Eden Prairie, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fathom Advisors St Louis Park MN 07/2015 05/2019
Unemployed Brooklyn Center MN 05/2019 08/2019
Ameriprise Financial Minneapolis MN 08/2019 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
  • 07/2015 → 05/2019
    Fathom Advisors
    St Louis Park, MN
  • 05/2019 → 08/2019
    Unemployed
    Brooklyn Center, MN
  • 08/2019 → 03/2020
    Ameriprise Financial
    Minneapolis, MN
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-20
S63 Uniform Securities Agent State Law Examination 2001-02-12
  • S66 Uniform Combined State Law Examination
    2019-11-20
  • S63 Uniform Securities Agent State Law Examination
    2001-02-12
Other Names
  • Kean Teng Chan

View on SEC IAPD

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Nearby Offices

HAYS FINANCIAL GROUP, LLC · MINNEAPOLIS, MN
THRIVENT ASSET MANAGEMENT, LLC · MINNEAPOLIS, MN
THRIVENT PRIVATE INVESTMENTS · MINNEAPOLIS, MN

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