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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-03-05
TX RA APPROVED_RES 2006-10-03
  • MN RA
    APPROVED
    Since 2015-03-05
  • TX RA
    APPROVED_RES
    Since 2006-10-03

Branch Locations

300 N Corporate Dr Ste 100, Brookfield, WI 53045 • United States

701 Lake St E Ste 290, Wayzata, MN 55391 • United States

7601 France Ave S Ste 300, Edina, MN 55435-5999 • United States

Chanhassen, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 09/2005 03/2020
Ameriprise Financial Services, Llc Edina MN 03/2020 Present
Other Businesses

Board of Directors; St. Therese Parish and School; VP, Finance Committee; Minnetonka Blvd, , Deephaven, MN, 55391; Not Investment-Related; 08/20/2020; 1 to 9 hours per month; 0 during trading hours / Wings for Widows Advisory Council; Advisory Council; 290 Peavey Road, , Wayzata, MN, 55391; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Angel Foundation; I am providing pro bono financial planning to cancer patients for Angel Foundation?s Financial Cancer Care Program (FCC). Angel Foundation is a non-profit organization, and Ameriprise Financial is a founding partner of the FCC Program. The Financial Planning Association is also involved in the development of the FCC Program. This volunteer activity involves no distribution of Ameriprise-branded sales literature or sale of Ameriprise products.; 1155 Centre Pointe Drive Suite 7, , Mendota Heights, MN, 55120; Investment-Related; 03/16/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-14
S63 Uniform Securities Agent State Law Examination 2002-02-04
  • S65 Uniform Investment Adviser Law Examination
    2011-11-14
  • S63 Uniform Securities Agent State Law Examination
    2002-02-04

View on SEC IAPD

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