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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2015-03-05 |
| TX | RA | APPROVED_RES | 2006-10-03 |
Branch Locations
300 N Corporate Dr Ste 100, Brookfield, WI 53045 • United States
701 Lake St E Ste 290, Wayzata, MN 55391 • United States
7601 France Ave S Ste 300, Edina, MN 55435-5999 • United States
Chanhassen, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Edina | MN | 03/2020 | Present |
Board of Directors; St. Therese Parish and School; VP, Finance Committee; Minnetonka Blvd, , Deephaven, MN, 55391; Not Investment-Related; 08/20/2020; 1 to 9 hours per month; 0 during trading hours / Wings for Widows Advisory Council; Advisory Council; 290 Peavey Road, , Wayzata, MN, 55391; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Angel Foundation; I am providing pro bono financial planning to cancer patients for Angel Foundation?s Financial Cancer Care Program (FCC). Angel Foundation is a non-profit organization, and Ameriprise Financial is a founding partner of the FCC Program. The Financial Planning Association is also involved in the development of the FCC Program. This volunteer activity involves no distribution of Ameriprise-branded sales literature or sale of Ameriprise products.; 1155 Centre Pointe Drive Suite 7, , Mendota Heights, MN, 55120; Investment-Related; 03/16/2020; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-04 |
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