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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-08-26
  • IN RA
    APPROVED
    Since 2026-08-26

Branch Locations

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Fishers, IN • United States

Dominion Portfolio Management, Inc.

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-12-14
  • IN RA
    APPROVED
    Since 2017-12-14

Branch Locations

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Fishers, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Ifs Securities Atlanta GA 09/2010 12/2017
Ifs Advisory, Llc Atlanta GA 09/2010 12/2017
Dba - "Dynasty Wealth Management, Llc" Indianapolis IN 11/2015 12/2017
Dominion Investor Services, Inc. Horseshoe Bay TX 12/2017 06/2023
Dynasty Financial Group, Llc Fishers IN 12/2017 Present
Dominion Portfolio Management, Inc. Marble Falls TX 12/2017 Present
Calton & Associates, Inc. Tampa FL 07/2023 Present
Calton & Associates, Inc. Tampa FL 08/2026 Present
  • 09/2010 → 12/2017
    Ifs Securities
    Atlanta, GA
  • 09/2010 → 12/2017
    Ifs Advisory, Llc
    Atlanta, GA
  • 11/2015 → 12/2017
    Dba - "Dynasty Wealth Management, Llc"
    Indianapolis, IN
  • 12/2017 → 06/2023
    Dominion Investor Services, Inc.
    Horseshoe Bay, TX
  • 12/2017 → Present
    Dynasty Financial Group, Llc
    Fishers, IN
  • 12/2017 → Present
    Marble Falls, TX
  • 07/2023 → Present
    Tampa, FL
  • 08/2026 → Present
    Tampa, FL
Previous Registrations
  • 2010-11-05 → 2017-12-19
    Indianapolis, IN
    Atlanta, GA
  • 2008-05-02 → 2010-08-11
    Carmel, IN
    Carmel, IN
    Indianapolis, IN
    Carmel, IN
    Indianapolis, IN
  • 2005-07-06 → 2008-04-04
    Chase Investment Services Corp.
    Fishers, IN
    Carmel, IN
    Indianapolis, IN
    Fishers, IN
  • 2004-02-13 → 2005-07-06
    Banc One Securities Corporation
    Fishers, IN
  • 2002-06-20 → 2004-02-11
    A. G. Edwards & Sons, Inc.
    Indianapolis, IN
Other Businesses

1. CO-OWNER OF TAIST, INC. AS OF 2021, I SPEND ONE HOUR PER MONTH ACTING PRIMARILY AS THE LENDER TO THE DEVELOPMENT OF AN APPLICATION. 2. Arnett Financial, LLC; Investment Related; Address: 7701 Creekside Dr., Fishers, IN 46038; Nature of Business: Financial Advisor; Position/Title/Relationship: Owner/Sole Proprietor; Start Date: 5/24/2019; Hours/month: 160; Hours/month during securities trading hours: 130; Duties: Financial advisement and fiduciary to clients; Products and services include buying and selling of equity securities and fixed income products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-14
  • S66 Uniform Combined State Law Examination
    2002-06-14

View on SEC IAPD

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