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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-02-22 |
| TX | RA | APPROVED | 2021-02-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Columbus | OH | 03/2013 | 01/2021 |
| Prudential Insurance Company Of America | Columbus | OH | 03/2013 | 01/2021 |
| Jpmorgan Chase Bank, N.A. | Westerville | OH | 01/2021 | Present |
| J.P Morgan Securities Llc | Westerville | OH | 01/2021 | Present |
| Real Estate | Marshall County | WV | 12/2021 | Present |
| Art By Bkm | Pataskala | OH | 01/2025 | Present |
Entity Name: Art by BKM Investment related: No Address: Private Residence Nature of the other business: Arts & Crafts Position/Title/Relationship: Owner/Partner Start Date: 01/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am an artist selling my artwork. Specifically, I currently do watercolor paintings. This is nothing like my role at JPM. I paint in my off time.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-20 |
| S66 | Uniform Combined State Law Examination | 2008-10-17 |
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