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Founders Capital Management, LLC CRD 118853
$920M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One State Street Suite 1700, Hartford, CT 06103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-25 |
| CT | RA | APPROVED | 2003-01-02 |
Branch Locations
One State Street Suite 1700, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Case, Corrado, Yazmer & Co., P.C. | East Hartford | CT | 10/1970 | 12/2020 |
| Founders Capital Management, Llc | Hartford | CT | 01/2004 | Present |
10/2019 Quinn and Company, LLC; Tax Firm; Independent Contractor; 377 Hubbard Street, #1, Glastonbury, CT 06033; Non Investment Related; 40% of professional time spent; client tax relationships; prepares tax returns (does not sign the returns)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-24 |
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