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Howard Elliot Case

Founders Capital Management, LLC

Hartford, CT

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Current Employers
Founders Capital Management, Llc

One State Street Suite 1700, Hartford, CT 06103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-25
CT RA APPROVED 2003-01-02
  • TX RA
    APPROVED_RES
    Since 2021-08-25
  • CT RA
    APPROVED
    Since 2003-01-02

Branch Locations

One State Street Suite 1700, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Case, Corrado, Yazmer & Co., P.C. East Hartford CT 10/1970 12/2020
Founders Capital Management, Llc Hartford CT 01/2004 Present
Other Businesses

10/2019 Quinn and Company, LLC; Tax Firm; Independent Contractor; 377 Hubbard Street, #1, Glastonbury, CT 06033; Non Investment Related; 40% of professional time spent; client tax relationships; prepares tax returns (does not sign the returns)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-24
  • S65 Uniform Investment Adviser Law Examination
    2001-10-24

View on SEC IAPD

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