Shaun Michael Rowles

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 07/2020
  Suntrust Investment Services, Inc
  Atlanta, GA
• 08/2016 → 07/2020
  Suntrust Advisory Services
  Atlanta, GA
• 07/2020 → 09/2025
  Ubs Financial Services Inc
  Franklin, TN
• 09/2025 → Present
  Wells Fargo Clearing Services, Llc
  Nashville, TN

Previous Registrations

• 2020-07-24 → 2025-09-26
  Ubs Financial Services Inc.
  Franklin, TN
  Monteagle, TN
• 2016-08-31 → 2020-07-28
  Truist Advisory Services, Inc.
  Nashville, TN
  Nashville, TN
• 2012-08-20 → 2016-12-31
  Truist Investment Services, Inc.
  Franklin, TN
  Franklin, TN
  Spring Hill, TN
  Nashville, TN
  Nashville, TN
  Nashville, TN
  Joelton, TN
  Nashville, TN
  Franklin, TN
  Nashville, TN
  Nashville, TN
  Nashville, TN
• 2009-08-31 → 2012-01-23
  Truist Investment Services, Inc.
  Knoxville, TN
  Knoxville, TN
  Knoxville, TN
  Knoxville, TN
  Knoxville, TN
  Knoxville, TN
  Knoxville, TN
  Knoxville, TN
  Alcoa, TN
  Maryville, TN
  Knoxville, TN
  Knoxville, TN
  Knoxville, TN
• 2004-01-08 → 2009-04-21
  Bb&T Investment Services, Inc.
  Nashville, TN
  Pigeon Forge, TN
  Sevierville, TN
  Sevierville, TN
  Seymour, TN
  Knoxville, TN
  Townsend, TN
  Kodak, TN
  Pigeon Forge, TN
  Sevierville, TN
  Seymour, TN
  Dandridge, TN
  Gatlinburg, TN
  Charlotte, NC
  Gatlinburg, TN
  Sevierville, TN
  Jefferson City, TN
  Nashville, TN

Other Businesses

The Writings of Rowles; Fiction, historical fiction, history and macroeconomic writing.; Franklin, TN 37064; Research and writing; Start date: 8/31/2020 /// | Vanderbilt University Owen School of Management; 401 21st Ave S, Nashville, TN 37203; Educational Establishment; Education; Guest Lecturer for 1st year MBA students in macroeconomics; Conducting an annual class for the 1st year MBA students in the Macroeconomics class; Start date: 8/31/2020 /// | Riverbend Advisory LLC; Franklin, TN 37064; Sole proprietorship; Real Estate; Private real estate holdings LLC for the Rowles Family; Proprietor / owner; Manage LLC; Start date: 7/30/2020 /// | Rowles Reels; Franklin, TN 37064; www.rowlesreels.com; My sons company; Information Technology; This is my family's media production company. Company is run by my son. I assist as needed; Advisor or advisory group member if advice given may influence an officer/board; Advising my son on running the company and acting as producer for some of the productions; Start date: 9/4/2020 /// | MONEY REVOLUTION: FINTECH DISRUPTION FROM BULLION TO BITCOIN; NOT INV RELATED; NASHVILLE, TN; CRYPTO; START DATE: 05/01/2015; 1 HRS PER MONTH; 0 HRS DURING TRADING;| INNOVATE BLOCKCHAIN & INNOVATE NASHVILLE; NOT INV RELATED; NASHVILLE, VA; AUTHOR; START DATE: 03/15/2023; 1 HRS PER MONTH; 0 HRS DURING TRADING;| SOCIAL SCIENCE RESEARCH NETWORK SSRN; NOT INV RELATED; ROCHESTER, NY; PAPERS PUBLISHED; START DATE: 01/04/2021; 1 HRS PER MONTH; 0 HRS DURING TRADING;| VANDERBILT UNIVERSITY - INTRODUCTION TO FINANCIAL TECHNOLOGY ; NOT INV RELATED; NASHVILLE, TN; UNIVERSITY ; ADJUNCT PROFESSOR; START DATE: 04/10/2013; 15 HRS PER MONTH; 15 HRS DURING TRADING; | KT LLC ; INV RELATED;HENDERSONVILLE,TN; LLC;20% OWNERSHIP; START DATE: 05/29/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2004-03-26
• S63 Uniform Securities Agent State Law Examination
  2002-02-27