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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2009-10-23
  • CT RA
    APPROVED
    Since 2009-10-23

Branch Locations

55 Railroad Ave, Greenwich, CT 06830 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Greenwich CT 05/2001 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwich CT 10/2009 Present
Previous Registrations
  • 2002-12-13 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Greenwich, CT
    Greenwich, CT
    Greenwich, CT
    Greenwich, CT
    Greenwich, CT
Other Businesses

I*107485For profit or not for profit: For-Profit Organization Name of outside business organization: Schafhaven, LLC Investment related: No Address of business: New Canaan, Connecticut 6840Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 4/28/2017Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Schafhaven, LLC is an entity established to hold the ownership of real estate that was inherited. The property is currently rented and my primary role is to ensure that the bills are being paid for the property. I*2097311, Entity Type, Name of OBA: Association for Corporate Growth CT Address: Stratford, Connecticut, 06615 Investment Related: N Position, Title, Association: Committee Employee Start Date:12/04/2024 No Hours: 1 M No Hours during trading: 1 Duties: ACG CT is a private equity networking organization. I have offered to volunteer on a committee. There are two committees are membership and programs. I have not committed to ether yet. I*4677270 Entity Type: For Profit Name of OBA: Mermaid Club 503 LLC Address: New Canaan, Connecticut, 6840 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 06/08/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: This is a sole purpose LLC to hold real estate. I am a 50% owner of the LLC and the managing member.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-12
S63 Uniform Securities Agent State Law Examination 2002-03-29
  • S66 Uniform Combined State Law Examination
    2002-12-12
  • S63 Uniform Securities Agent State Law Examination
    2002-03-29
Other Names
  • Elizabeth Ruksznis

View on SEC IAPD

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