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John Byard Keener Iii

LPl Financial LLC

Orland Park, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-10-09
TX RA APPROVED_RES 2019-10-01
  • IL RA
    APPROVED
    Since 2019-10-09
  • TX RA
    APPROVED_RES
    Since 2019-10-01

Branch Locations

11532 W 183Rd Pl Unit Se, Orland Park, IL 60467 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corp Atlanta GA 09/2015 09/2019
Lpl Financial Orland Park IL 09/2019 Present
  • 09/2015 → 09/2019
    Fsc Securities Corp
    Atlanta, GA
  • 09/2019 → Present
    Lpl Financial
    Orland Park, IL
Previous Registrations
  • 2015-09-03 → 2019-10-02
    Fsc Securities Corporation
    Orland Park, IL
  • 2006-05-08 → 2015-09-11
    Msi Financial Services, Inc.
    Downers Grove, IL
    Downers Grove, IL
    Orland Park, IL
    Downers Grove, IL
Other Businesses

1)01/2014 - NON-VARIABLE INSURANCE - WALL STREET WEALTH MANAGEMENT - 5% - INVESTMENT RELATED - ORLAND PARK, IL 60467 2)10/2014 - DBA for LPL Business (entity for LPL business) - WALL STREET WEALTH MANAGEMENT - 95% - INVESTMENT RELATED - ORLAND PARK, IL 60467 3. 10/10/2019 - John Keener LTD - Investment related - At reported business - Business Entity For Tax/Investment Purposes Only - start date:10/08/2019 - 0 hrs/mo 0 hrs during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-30
S63 Uniform Securities Agent State Law Examination 2002-01-25
  • S65 Uniform Investment Adviser Law Examination
    2006-03-30
  • S63 Uniform Securities Agent State Law Examination
    2002-01-25
Designations

View on SEC IAPD

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