John Byard Keener Iii

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 09/2019
  Fsc Securities Corp
  Atlanta, GA
• 09/2019 → Present
  Lpl Financial
  Orland Park, IL

Previous Registrations

• 2015-09-03 → 2019-10-02
  Fsc Securities Corporation
  Orland Park, IL
• 2006-05-08 → 2015-09-11
  Msi Financial Services, Inc.
  Downers Grove, IL
  Downers Grove, IL
  Orland Park, IL
  Downers Grove, IL

Other Businesses

1)01/2014 - NON-VARIABLE INSURANCE - WALL STREET WEALTH MANAGEMENT - 5% - INVESTMENT RELATED - ORLAND PARK, IL 60467 2)10/2014 - DBA for LPL Business (entity for LPL business) - WALL STREET WEALTH MANAGEMENT - 95% - INVESTMENT RELATED - ORLAND PARK, IL 60467 3. 10/10/2019 - John Keener LTD - Investment related - At reported business - Business Entity For Tax/Investment Purposes Only - start date:10/08/2019 - 0 hrs/mo 0 hrs during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-30
• S63 Uniform Securities Agent State Law Examination
  2002-01-25

Designations

• Chartered Financial Consultant