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Daniel Joseph Whitney Jr

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2008-01-01
  • VA RA
    APPROVED
    Since 2008-01-01

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Saint Louis MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Saint Louis MO 11/2016 Present
Previous Registrations
  • 2004-04-21 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
  • 2002-06-04 → 2004-01-07
    U.S. Bancorp Investments, Inc.
    St. Louis, MO
Other Businesses

JUST 1 MORE, NOT INVT RELATED, SMITHTON, IL, MUSICIAN, START DATE 10/16/2021, 4 HRS PER MONTH, 0 HRS DURING TRADING, MUSICIAN IN A BAND.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-10
S63 Uniform Securities Agent State Law Examination 1999-10-30
  • S65 Uniform Investment Adviser Law Examination
    1999-11-10
  • S63 Uniform Securities Agent State Law Examination
    1999-10-30

View on SEC IAPD

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