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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2009-03-13
VA RA APPROVED 2009-03-13
  • DC RA
    APPROVED
    Since 2009-03-13
  • VA RA
    APPROVED
    Since 2009-03-13

Branch Locations

2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States

Arlington, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets , Llc Washington DC 03/2009 Present
Previous Registrations
  • 2002-05-27 → 2009-03-13
    Ferris, Baker Watts, Llc
    Washington, DC
    Washington, DC
Other Businesses

(1) NAME OF ENTITY: Sea Colony Condo ADDRESS: 5509 32nd Street N Arlington VA 22207 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: 15/06/2025 CAPACITY: Owner DUTIES: Owner HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-23
  • S66 Uniform Combined State Law Examination
    2002-05-23
Designations

View on SEC IAPD

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