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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2015-09-16
  • MO RA
    APPROVED
    Since 2015-09-16

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Kansas City, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Port Charlotte FL 05/2012 Present
Previous Registrations
  • 2010-03-02 → 2010-05-24
    Waddell & Reed
    Independence, MO
  • 2008-08-28 → 2008-09-23
    Lawing Financial Inc
    Lee'S Summit, MO
    Overland Park, KS
  • 2008-08-21 → 2008-08-29
    Lees Summit, MO
  • 2006-10-26 → 2007-01-26
    Raymore, MO
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-04
  • S66 Uniform Combined State Law Examination
    2006-10-04
Other Names
  • Amy Jeanne Wortman

View on SEC IAPD

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