Mary Katherine Witte Tabbert

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-05-18
IL	RA	APPROVED	2018-10-05

TX RA
APPROVED_RES

Since 2021-05-18
IL RA
APPROVED

Since 2018-10-05

Branch Locations

5101 Washington St 2Nd Fl Suite 2C, Gurnee, IL 60031-5916 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Midwest Bank	Waukegan	IL	11/2015	09/2018
Lpl Financial Llc	Waukegan	IL	11/2015	09/2018
Edward Jones	St.LOuis	MO	10/2018	Present

11/2015 → 09/2018

First Midwest Bank

Waukegan, IL
11/2015 → 09/2018

Lpl Financial Llc

Waukegan, IL
10/2018 → Present

Edward Jones

St.LOuis, MO

Previous Registrations

2015-11-02 → 2018-10-02

Lpl Financial Llc

Waukegan, IL

Zion, IL

Waukegan, IL

North Chicago, IL

Mundelein, IL

Lake Forest, IL
2014-09-08 → 2015-10-26

Fifth Third Securities, Inc.

Rosemont, IL

Chicago, IL

Elmhurst, IL

Chicago, IL

La Grange Park, IL

Melrose Park, IL

Oak Brook, IL

Countryside, IL

Oak Park, IL

Lagrange Park, IL
2010-09-09 → 2014-09-05

Oneamerica Securities, Inc.

Merrillville, IN
2010-02-04 → 2010-06-25

Fifth Third Securities, Inc.

Michigan City, IN
2009-04-01 → 2009-09-10

Wells Fargo Advisors Financial Network, Llc

Lafayette, IN

Chesterton, IN
2009-01-05 → 2009-03-27

Oneamerica Securities, Inc.

Valparaiso, IN

Merrillville, IN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-12-17
S63	Uniform Securities Agent State Law Examination	2006-07-25

S66 Uniform Combined State Law Examination

2008-12-17
S63 Uniform Securities Agent State Law Examination

2006-07-25

Other Names

Mary Katherine Witte
Mary K. Tabbert
Mary K. Witte Tabbert
Mary K Witte Tabbert

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC

J.P. MORGAN SECURITIES LLC

U.S. BANCORP ADVISORS, LLC

LPL ENTERPRISE, LLC

SPIRE WEALTH MANAGEMENT, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

AMERIPRISE FINANCIAL SERVICES, LLC

PFS INVESTMENTS INC.

Other Investors

DAVID ALAN HATTON

George Patton Yost

Randall H Johnson

Robert Charles Likus

JENNIFER LYNN PESTIKAS

JOHN GARRETT BOYLE

Other Offices

LPL FINANCIAL LLC · GURNEE, IL

EDWARD JONES · GURNEE, IL

LPL FINANCIAL LLC · GURNEE, IL

J.P. MORGAN SECURITIES LLC · GURNEE, IL

U.S. BANCORP ADVISORS, LLC · Gurnee, IL

LPL ENTERPRISE, LLC · GURNEE, IL

SPIRE WEALTH MANAGEMENT, LLC · Gurnee, IL

THRIVENT INVESTMENT MANAGEMENT INC. · GURNEE, IL

More in Gurnee, IL

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