Best Investors Account Sign in

Pamela Watson Rivers

LPl Financial LLC

Chattanooga, TN

Dalton, GA

Ooltewah, TN

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2017-10-12
  • TN RA
    APPROVED
    Since 2017-10-12

Branch Locations

7442 Commons Boulevard, Chattanooga, TN 37421 • United States

920 Vista Dr, Dalton, GA 30721 • United States

6020 Relocation Way, Ooltewah, TN 37363 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Chattanooga TN 10/2017 Present
Stay-At-Home-Mom Signal Mountain TN 01/2016 09/2017
Tennessee Valley Federal Credit Union Chattanooga TN 09/2017 Present
  • 10/2017 → Present
    Lpl Financial Llc
    Chattanooga, TN
  • 01/2016 → 09/2017
    Stay-At-Home-Mom
    Signal Mountain, TN
  • 09/2017 → Present
    Tennessee Valley Federal Credit Union
    Chattanooga, TN
Previous Registrations
  • 2013-04-03 → 2015-12-31
    Kms Financial Services, Inc.
    Seattle, WA
Other Businesses

1) 10/11/2017 - Tennessee Valley Investment Advisors - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-02
S63 Uniform Securities Agent State Law Examination 2003-03-14
  • S66 Uniform Combined State Law Examination
    2013-04-02
  • S63 Uniform Securities Agent State Law Examination
    2003-03-14
Other Names
  • Pamela Watson Rivers
  • Pamela Elizabeth Watson
  • Pamela Elizabeth Watson

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EQUITABLE ADVISORS, LLC
ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
EDWARD JONES
PFS INVESTMENTS INC.
OSAIC WEALTH, INC.

Other Investors

Julie Cook Elsea
Dennis Keith Wolfe
Anthony Mark D'Andrea
Lisa Wink Listecki
Austin David Cone
Evan Bennett Russell
DILLON DEAN GEORGE
WILLIAM PAUL EVANS

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chattanooga, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chattanooga, TN
EQUITABLE ADVISORS, LLC · CHATTANOOGA, TN
ELEVATE FINANCIAL PLANNING AND WEALTH MANAGEMENT · Chattanooga, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chatanooga, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Chattanooga, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Chatanooga, TN
AMERIPRISE FINANCIAL SERVICES, LLC · Chattanooga, TN

More in Chattanooga, TN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor