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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-01-19 |
| MN | RA | APPROVED | 2024-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services, Inc | Faribault | MN | 12/2011 | 01/2024 |
| Osaic Wealth, Inc. | Faribault | MN | 01/2024 | Present |
1) COMPREHENSIVE WEALTH SOLUTIONS POSITION: dba NATURE: DBA for business INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/2011 ADDRESS: 1404 NW 7th St, Faribault MN 55021, United States DESCRIPTION: this is our dba 2) FARIBAULT BOOSTER CLUB POSITION: Secretary NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 01/02/2012 ADDRESS: 3886 Chappuis Trail, PO Box 3, Faribault MN 55021, United States DESCRIPTION: taking notes at meetings, volunteering for other booster club events 3) FARIBAULT ROTARY CLUB POSITION: Board Member/Foundation Chair NATURE: non profit service club INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 4 START DATE: 02/01/2004 ADDRESS: 1000 Shumway Ave, Faribault MN 55021, United States DESCRIPTION: Board Member/Foundation Chair 4) FARIBAULT AREA PUBLIC SCHOOLS EDUCATIONAL TRUST ASSN POSITION: Scholarship Chair NATURE: Non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2006 ADDRESS: PO Box 1087, Faribault MN 55021, United States DESCRIPTION: assist with the scholarship process 5) COMPASS INSURANCE SOLUTIONS POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 11/14/2016 ADDRESS: 1404 NW 7th St, Faribault MN 55021, United States DESCRIPTION: Sales and service of personal, farm and commercial insurance. OBA information is/was listed under Faribo Insurance. 6) FARIBAULT SPORTS INC POSITION: Selection Committee NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2014 ADDRESS: 1404 NW 7th St, Faribault MN 55021, United States DESCRIPTION: Faribault Area Sports Hall of Fame Selection committee member 7) COMPASS INSURANCE SOLUTIONS LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/14/2016 ADDRESS: 1404 NW 7th St, Faribault MN 55021, United States DESCRIPTION: This is a business entity for managing insurance business operations and compensation. Commissions are paid from RJR Faribo Insurance Agency (disclosed OBA) to PVC Insurance LLC (disclosed OBA) and then our portion is distributed to Compass Insurance Solutions LLC. I assist with preparing financial reports. 8) PVC INSURANCE LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 12/26/2023 ADDRESS: 1404 NW 7th St, Faribault MN 55021, United States DESCRIPTION: This is the entity our insurance agency commissions are paid to (OBA listed under RJR Faribo Insurance Agency). This is an LLC for commissions only and is not a entity that is promoted. Sales and service of personal, farm and commercial insurance. 9) P&C PROPERTIES LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/09/2022 ADDRESS: 1404 NW 7th St, Faribault MN 55021, United States DESCRIPTION: This is a real estate holding company for a building owned to operate our insurance business. I help with the payment of bills and preparation of the financial reporting. 10) PEROUTKA FINANCIAL GROUP POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 12/31/2014 ADDRESS: 1801 Green St, Faribault MN 55021, United States DESCRIPTION: Family Asset Protection
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-11 |
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