Jonathan Hagan Hicks

Current Employers

Employment History

• 07/2013 → 06/2018
  J. Hagan Warren Capital Partners Limited
  Louisville, KY
• 06/2013 → 06/2018
  J. Hagan Warren Capital Holdings, Inc.
  Louisville, KY
• 11/2013 → 03/2018
  Jhw Tax Enterprises, Llc
  Louisville, KY
• 11/2013 → 03/2018
  Louisville Empire East, Llc
  Louisville, KY
• 11/2013 → 03/2018
  Louisville Empire West, Llc
  Louisville, KY
• 06/2018 → Present
  J. Hagan Capital, Inc.
  Louisville, KY

Previous Registrations

• 2009-03-25 → 2013-09-06
  Madison Avenue Securities, Llc
  San Diego, CA
  Louisville, KY
• 2009-01-16 → 2009-03-25
  Madison Avenue Advisors, Inc.
  San Diego, CA
• 2007-07-10 → 2008-12-31
  Investors Capital Corp.
  Louisville, KY
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
  Lynnfield, MA
  Gilford, NH

Other Businesses

1). JOHN H. HICKS; INSURANCE; NON-INVESTMENT RELATED; SAME BUSINESS ADDRESS; LESS THAN 20% OF BUSINESS TIME; FIXED ANNUITY SALES. 2). MR. HICKS IS THE OWNER OF J. HAGAN CAPITAL LLC. FROM TIME TO TIME, HE MAY REFER ADVISORY CLIENTS FOR TAX OR LEGAL GUIDANCE OR PROVIDE PRODUCTS FROM THOSE ACTIVITIES. CLIENTS SHOULD BE AWARE THAT THESE SERVICES MAY INVOLVE A CONFLICT OF INTEREST. JHC ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT AND CLIENTS ALWAYS HAVE THE RIGHT TO DECIDE WHETHER OR NOT TO UTILIZE THE SERVICES OF ANY REPRESENTATIVE OF JHC IN SUCH INDIVIDUALS OUTSIDE CAPACITIES. NO TIME IS SPENT ON THIS ACTIVITY DURING TRADING HOURS. 2 HOURS A MONTH ARE SPENT ON THIS ACTIVITY OUTSIDE OF TRADING HOURS. NO YEARLY COMPENSATION IS DERIVED FROM THIS ACTIVITY. 3). MR. HICKS IS THE MANAGING PARTNER OF FEDERALIST HOLDINGS. START DATE: 2/2022; FEDERALIST HOLDINGS IS A REAL ESTATE HOLDING COMPANY. 0 HOURS SPENT DURING SECURITIES TRADING HOURS 4) AUCTUS TACTICAL INC.; INVESTMENT RELATED; PROVIDES CONSULTING SERVICES TO PRIVATE EQUITY AND HEDGE FUND COMPANIES REGARDING TRADING STRATEGIES AND SYSTEMS; FOUNDER; START DATE: 10/2023; 5 HOURS SPENT PER MONTH DURING SECURITIES TRADING HOURS; JOB DUTIES: FOUNDER AND CONSULTANT 5) DEMTER TACTICAL INVESTMENTS CORP (DTIC); INVESTMENT RELATED; DTIC OPERATES TACTICAL AND QUANTITATIVE INVESTMENT STRATEGIES FOR US BASED CLIENTS; CHIEF MARKETING OFFICER; START DATE 10/2024; 10 HOURS SPENT PER WEEK DURING SECURITIES TRADING HOURS; JOB DUTIES: MARKETING INITIATIVES AND COMMUNICATION WITH OTHER RIA OFFICES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-06-06
• S63 Uniform Securities Agent State Law Examination
  2002-03-13

Other Names

• Jon H. Hicks