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Patty C Richardson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Modesto, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-08-13
CA RA APPROVED 2004-11-24
  • TX RA
    APPROVED_RES
    Since 2009-08-13
  • CA RA
    APPROVED
    Since 2004-11-24

Branch Locations

801 10Th St, Modesto, CA 95354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Modesto CA 03/1994 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-23
  • S66 Uniform Combined State Law Examination
    2004-11-23
Other Names
  • Patty Christine Jacques

View on SEC IAPD

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Other Investors

TODD E BARTON
KATRINA M MORGANSON
JESSE G CORTEZ
CALVIN L HEIM
BRIAN WAYNE STEVENS
VICKY M JOHNSON
CORY ALAN KELLY
ANGELO MICHAEL GIANNOSA

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
PRINCIPAL SECURITIES, INC. · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
INTEGRAL WEALTH MANAGEMENT · Modesto, CA
OLIVEIRA WEALTH · MODESTO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Modesto, CA
OSAIC WEALTH, INC. · MODESTO, CA

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