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4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2007-04-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Heartland Capital Inc | Lake St. Louis | MO | 08/2004 | Present |
JOHNSTON FINANCIAL SERVICES, LLC, Investment Related, Marketing insurance and financial services., OWNER/PART OWNER, Start Date: 11/01/2004; FIRST HEARTLAND CONSULTANTS, Investment Related, INVESTMENT ADVISORY SERVICES, IAR, Start Date: 08/31/2004; Land Ownership, Not Investment Related, 30% owner in real estate. 72.4 acres., Owner/Part Owner, Start Date: 02/10/2012; Land Ownership, Not Investment Related, Own 5 acres jointly with wife., Owner/Part Owner, Start Date: 05/07/2014; FRONTIER INNOVATIONS LLC, Not Investment Related, DBA Dangerous Tackle Co. Development fishing tackle. Not very active currently., OWNER, Start Date: 01/15/2015; Land Ownership, Not Investment Related, Standing contract for purchase of 13 acres from father. Rep receives Conservation Reserve payments., OWNER, Start Date: 05/24/2023; Waverly Chamber of Commerece, Not Investment Related, Member of Waverly Chamber of Commerce., MEMBER, Start Date: 06/07/2023;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-11 |
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