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Current Employers
First Heartland Consultants, Inc.

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2007-04-27
  • IA RA
    APPROVED
    Since 2007-04-27

Branch Locations

116 W. Bremer Ave, Waverly, IA 50677 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Heartland Capital Inc Lake St. Louis MO 08/2004 Present
  • 08/2004 → Present
    First Heartland Capital Inc
    Lake St. Louis, MO
Other Businesses

JOHNSTON FINANCIAL SERVICES, LLC, Investment Related, Marketing insurance and financial services., OWNER/PART OWNER, Start Date: 11/01/2004; FIRST HEARTLAND CONSULTANTS, Investment Related, INVESTMENT ADVISORY SERVICES, IAR, Start Date: 08/31/2004; Land Ownership, Not Investment Related, 30% owner in real estate. 72.4 acres., Owner/Part Owner, Start Date: 02/10/2012; Land Ownership, Not Investment Related, Own 5 acres jointly with wife., Owner/Part Owner, Start Date: 05/07/2014; FRONTIER INNOVATIONS LLC, Not Investment Related, DBA Dangerous Tackle Co. Development fishing tackle. Not very active currently., OWNER, Start Date: 01/15/2015; Land Ownership, Not Investment Related, Standing contract for purchase of 13 acres from father. Rep receives Conservation Reserve payments., OWNER, Start Date: 05/24/2023; Waverly Chamber of Commerece, Not Investment Related, Member of Waverly Chamber of Commerce., MEMBER, Start Date: 06/07/2023;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-28
S63 Uniform Securities Agent State Law Examination 2003-02-11
  • S65 Uniform Investment Adviser Law Examination
    2005-10-28
  • S63 Uniform Securities Agent State Law Examination
    2003-02-11

View on SEC IAPD

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