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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-01-08 |
| NY | RA | APPROVED | 2026-01-07 |
| FL | RA | APPROVED | 2017-10-30 |
| CA | RA | APPROVED | 2017-09-28 |
| IL | RA | APPROVED | 2017-09-28 |
| TX | RA | APPROVED | 2017-09-28 |
| WI | RA | APPROVED | 2017-09-28 |
Branch Locations
1200 N. Mayfair Road Suite 210, Wauwatosa, WI 53226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northland Securities | Milwaukee | WI | 09/2009 | 09/2017 |
| Lpl Financial Llc | Wauwatosa | WI | 09/2017 | Present |
| Independent Advisor Alliance | Wauwatosa | WI | 09/2017 | Present |
1. 9/27/2017 - Distinctive Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 09/27/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 10/16/2017 - Independent Advisor Alliance - DBA: (Hybrid) Distinctive Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/27/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/16/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/16/2017 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/27/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/16/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/11/2021 - No Business Name - Not Investment Related - Home Based - Other-Business Owner - Start Date: 3/2/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Farm for cash crop.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-07 |
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