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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-01-08
NY RA APPROVED 2026-01-07
FL RA APPROVED 2017-10-30
CA RA APPROVED 2017-09-28
IL RA APPROVED 2017-09-28
TX RA APPROVED 2017-09-28
WI RA APPROVED 2017-09-28
  • NV RA
    APPROVED
    Since 2026-01-08
  • NY RA
    APPROVED
    Since 2026-01-07
  • FL RA
    APPROVED
    Since 2017-10-30
  • CA RA
    APPROVED
    Since 2017-09-28
  • IL RA
    APPROVED
    Since 2017-09-28
  • TX RA
    APPROVED
    Since 2017-09-28
  • WI RA
    APPROVED
    Since 2017-09-28

Branch Locations

1200 N. Mayfair Road Suite 210, Wauwatosa, WI 53226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northland Securities Milwaukee WI 09/2009 09/2017
Lpl Financial Llc Wauwatosa WI 09/2017 Present
Independent Advisor Alliance Wauwatosa WI 09/2017 Present
  • 09/2009 → 09/2017
    Northland Securities
    Milwaukee, WI
  • 09/2017 → Present
    Lpl Financial Llc
    Wauwatosa, WI
  • 09/2017 → Present
    Independent Advisor Alliance
    Wauwatosa, WI
Previous Registrations
Other Businesses

1. 9/27/2017 - Distinctive Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 09/27/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 10/16/2017 - Independent Advisor Alliance - DBA: (Hybrid) Distinctive Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/27/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/16/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/16/2017 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/27/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 10/16/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/11/2021 - No Business Name - Not Investment Related - Home Based - Other-Business Owner - Start Date: 3/2/2020 - 1 Hour Per Month/0 Hours During Securities Trading - Farm for cash crop.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-07
  • S66 Uniform Combined State Law Examination
    2009-08-07
Other Names
  • Jeff Lehrer

View on SEC IAPD

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