Catherine Marie Clark

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 02/2019
  Charles Schwab & Co., Inc.
  Chicago, IL
• 08/2015 → 02/2019
  Charles Schwab Bank
  Chicago, IL
• 02/2021 → 06/2021
  Primerica Financial Services
  Chicago, IL
• 02/2021 → 06/2021
  Pfs Investments Inc.
  Chicago, IL
• 04/2019 → 04/2021
  Blue Lotus Strategies
  Chicago, IL
• 05/2021 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 06/2017 → 06/2019
  University Of Illinois
  Champaign, IL
• 09/2016 → 03/2017
  Depaul University
  Chicago, IL
• 05/2021 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 05/2021 → Present
  Vanguard Advisers, Inc.
  Scottsdale, AZ
• 10/2025 → Present
  Bean Counters & Associates, Llc
  Gilbert, AZ

Previous Registrations

• 2021-03-01 → 2021-06-15
  Pfs Investments Inc.
  Chicago, IL
• 2015-09-14 → 2019-03-05
  Charles Schwab & Co., Inc.
  Chicago, IL
• 2013-09-16 → 2015-07-16
  Cuna Brokerage Services, Inc.
  St. John, IN
  Waverly, IA
  Waverly, IA
  South Bend, IN
  Whiting, IN
  Valparaiso, IN
• 2006-04-04 → 2012-03-06
  Lpl Financial Llc
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2004-05-04 → 2005-05-23
  Valic Financial Advisors, Inc.
  Chicago, IL

Other Businesses

NAME OF BUSINESS: BEAN COUNTERS & ASSOCIATES, LLC NON-INVESTMENT-RELATED ADDRESS: GILBERT, AZ NATURE OF BUSINESS: TAX PREPARATION POSITION: TAX PREPARER START DATE: 10/2025 APPROXIMATE HOURS/MONTH: 20 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PREPARE AND COMPLETE TAX SERVICES FOR CLIENTS

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-04-14
• S63 Uniform Securities Agent State Law Examination
  2002-04-01

Other Names

• Catherine White
• Catherine Marie Wiley
• Catherine Augustine
• Catherine Marie Augustine
• Catherine Clark
• Catherine M Clark
• Catherine M Augustine
• Catherine M White
• White Marie White
• Catherine M Wiley
• Catherine Wiley
• Catherine Marie Clark