S. Ryan Hamm

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florence, AL
• 06/2012 → Present
  Bank Of America, N.A.
  Florence, AL

Previous Registrations

• 2009-06-01 → 2012-01-27
  Morgan Stanley
  Florence, AL
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Florence, AL
• 2002-05-17 → 2007-04-02
  Morgan Stanley Dw Inc.
  Huntsville, AL
  Florence, AL

Other Businesses

TO SERVE AS A BOARD MEMBER WITH THE HELEN KELLER FESTIVAL. I*98169 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HAMM PROPERTIES LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: KILLEN, ALABAMA 35645 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 9/9/2016 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: HAMM PROPERTIES LLC IS THE COMPANY CREATED TO MANAGE RYAN HAMM'S RENTAL PROPERTIES. ALL RENTAL INCOME AND MAINTENANCE EXPENSES FOR ALL OF HIS RENTAL PROPERTIES WILL BE MANAGED THROUGH HAMM PROPERTIES LLC.

Exams

• S66 Uniform Combined State Law Examination
  2002-03-29

Other Names

• Stuart Ryan Hamm
• S R Hamm
• Ryan Hamm
• S Ryan Hamm
• Stuart R Hamm