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Tiffany Catherine Mayo

Osaic Wealth, Inc.

Great Bend, KS

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2018-11-02
  • KS RA
    APPROVED
    Since 2018-11-02

Branch Locations

1600 Main Street Suite B, Great Bend, KS 67530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thill & Associates Great Bend KS 11/2000 Present
Signator Investors, Inc. Boston MA 05/2016 11/2018
Royal Alliance Associates, Inc. Great Bend KS 11/2018 Present
  • 11/2000 → Present
    Thill & Associates
    Great Bend, KS
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Boston, MA
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Great Bend, KS
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Boston, MA
    Great Bend, KS
  • 2009-09-04 → 2016-05-13
    Great Bend, KS
  • 2006-06-01 → 2009-09-04
    Transamerica Financial Advisors, Inc.
    Great Bend, KS
    Great Bend, KS
Other Businesses

1. THILL & ASSOCIATES, INC. - FIXED INSURANCE POSITION: IAR NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2009 ADDRESS: 1600 Main St, Suite B, Great Bend KS 67530, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance 2. INVESTMENT ADVANTAGE, INC POSITION: Owner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2010 ADDRESS: 1600 Main St, Suite B, Great Bend KS 67530, United States DESCRIPTION: Holding company for tax purposes and business bank account 3. THILL AND ASSOCIATES, INC- SECURITIES POSITION: Branch Manager/Owner/IAR NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/20/2000 ADDRESS: 1600 Main St, Suite B, Great Bend KS 67530, United States DESCRIPTION: Branch Manager, investment advisory and insurance products, Sales, all office duties 4. MAYO MONEY MANAGEMENT POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 180 START DATE: 03/01/2021 ADDRESS: 1600 Main St, Suite B, Great Bend KS 67530, United States DESCRIPTION: This DBA is for marketing purposes only. This is not a legal tax entity

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-18
S63 Uniform Securities Agent State Law Examination 2002-03-02
  • S65 Uniform Investment Adviser Law Examination
    2006-03-18
  • S63 Uniform Securities Agent State Law Examination
    2002-03-02
Other Names
  • Tiffany Catherine Potts

View on SEC IAPD

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