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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2018-11-02 |
Branch Locations
1600 Main Street Suite B, Great Bend, KS 67530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thill & Associates | Great Bend | KS | 11/2000 | Present |
| Signator Investors, Inc. | Boston | MA | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Great Bend | KS | 11/2018 | Present |
1. THILL & ASSOCIATES, INC. - FIXED INSURANCE POSITION: IAR NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2009 ADDRESS: 1600 Main St, Suite B, Great Bend KS 67530, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance 2. INVESTMENT ADVANTAGE, INC POSITION: Owner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2010 ADDRESS: 1600 Main St, Suite B, Great Bend KS 67530, United States DESCRIPTION: Holding company for tax purposes and business bank account 3. THILL AND ASSOCIATES, INC- SECURITIES POSITION: Branch Manager/Owner/IAR NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/20/2000 ADDRESS: 1600 Main St, Suite B, Great Bend KS 67530, United States DESCRIPTION: Branch Manager, investment advisory and insurance products, Sales, all office duties 4. MAYO MONEY MANAGEMENT POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 180 START DATE: 03/01/2021 ADDRESS: 1600 Main St, Suite B, Great Bend KS 67530, United States DESCRIPTION: This DBA is for marketing purposes only. This is not a legal tax entity
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-02 |
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