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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-08
TX RA APPROVED 2023-05-05
  • FL RA
    APPROVED
    Since 2023-05-08
  • TX RA
    APPROVED
    Since 2023-05-05

Branch Locations

500 East Broward Blvd Suite 1630, Fort Lauderdale, FL 33394 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fort Lauderdale FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Fort Lauderdale FL 11/2016 05/2023
Wells Fargo Advisors Financial Network, Llc Fort Lauderdale FL 05/2023 Present
Previous Registrations
  • 2019-11-05 → 2023-05-05
    Coral Springs, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Boca Raton, FL
    Miami, FL
    Fort Lauderdale, FL
    Fort Lauderdale, FL
    Coral Gables, FL
    Coral Gables, FL
    Miami, FL
    Fort Lauderdale, FL
    Miami, FL
    Palm Beach Gardens, FL
    Palm Beach Gardens, FL
    Fort Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-01
S63 Uniform Securities Agent State Law Examination 2002-03-12
  • S66 Uniform Combined State Law Examination
    2019-11-01
  • S63 Uniform Securities Agent State Law Examination
    2002-03-12

View on SEC IAPD

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