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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-17 |
| TX | RA | APPROVED_RES | 2025-07-16 |
Branch Locations
7977 Jericho Tpke, Woodbury, NY 11797 • United States
68 S Service Rd Ste 200 [Yi-Rbo], Melville, NY 11747 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | New York City | NY | 07/2016 | 07/2025 |
| Wells Fargo Clearing Services, Llc ( | Melville | NY | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-19 |
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