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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-10-16
  • MO RA
    APPROVED
    Since 2024-10-16

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

St. Louis, MO • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2008-11-11
  • MO RA
    APPROVED
    Since 2008-11-11

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

St Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Saint Louis MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Saint Louis MO 11/2016 Present
Other Businesses

RHEMA PROPERTIES, LLC, INVT RELATED, ST LOUIS, MO 50% OWNERSHIP, STARTED: 11/1/2004 VICE PRESIDENT 5 HRS WORKED/WEEK MY ROLES INCLUDE - EVALUATING POTENTIAL INVESTMENT PROPERTIES AND ASSISTING MY PARTNER IN THE MANAGEMENT OF THE PROPERTIES. CURRENTLY WE DO NOT RECEIVE ANY COMPENSATION. RENTAL PROPERTY, INVT RELATED, ST. LOUIS, MO, 50% OWNERSHIP, START DATE 1/1/2010, 10 HRS PER MONTH, 0 HRS DURING TRADING, COLLECT RENT AND MAKE REPAIRS. GOLDEN MIND GROUP,LLC; NOT INV. RELATED; ST. LOUIS,MO; 100% OWNERSHIP; START DATE 04/16/2022; NUMBER OF HOURS PER MONTH 32; NUMBER OF HOURS DURING TRADING 0; LIFE COACH, PUBLIC SPEAKING ,RETAIL SALES, AND AUTHOR.; CO-GUARDIAN FOR UNCLE, NOT INV RELATED, ELIZABETH CITY, NC, START: 6/14/2023, 20 HOURS A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-31
S63 Uniform Securities Agent State Law Examination 1999-10-28
  • S65 Uniform Investment Adviser Law Examination
    2008-07-31
  • S63 Uniform Securities Agent State Law Examination
    1999-10-28

View on SEC IAPD

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