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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-19 |
| CA | RA | APPROVED | 2011-11-08 |
Branch Locations
2483 Notre Dame Blvd Suite 100, Chico, CA 95928 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymnd James Finanial Services, Inc | Chico | CA | 10/2011 | Present |
| Raymond James Financial Services Advisors Inc. | Chico | CA | 11/2011 | Present |
| Tri Counties Bank | Chico | CA | 01/2012 | Present |
(1)Name of Business: Tri Counties Advisors Address: 2483 Notre Dame Blvd Ste 100, Chico, CA, 95928, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: I advise
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-13 |
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