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Kandis Kay Schissel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Omaha, NE

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-09-07
NE RA APPROVED 2006-04-03
  • TX RA
    APPROVED_RES
    Since 2006-09-07
  • NE RA
    APPROVED
    Since 2006-04-03

Branch Locations

13321 California St, Omaha, NE 68154 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Omaha NE 03/2006 Present
Bank Of America, Na Omaha NE 03/2010 Present
  • 03/2006 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Omaha, NE
  • 03/2010 → Present
    Bank Of America, Na
    Omaha, NE
Previous Registrations
  • 2004-09-02 → 2006-03-21
    Sii Investments, Inc.
    Fremont, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-21
S63 Uniform Securities Agent State Law Examination 2002-02-06
  • S65 Uniform Investment Adviser Law Examination
    2004-05-21
  • S63 Uniform Securities Agent State Law Examination
    2002-02-06
Other Names
  • Kandis Kay Thompson

View on SEC IAPD

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