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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-12-05
  • WA RA
    APPROVED
    Since 2022-12-05

Branch Locations

22526 Se 64Th Place Suite 220, Issaquah, WA 98027 • United States

200 1St Ave. W Suite 310, Seattle, WA 98119 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company St. Paul MN 08/2014 12/2022
Securian Financial Services, Inc St. Paul MN 08/2014 12/2022
Securian Advisors Northwest Seattle WA 08/2014 12/2022
Red Shoe Properties Seattle WA 03/2014 11/2016
Commonwealth Financial Network San Diego CA 12/2022 Present
Dpa Wealth Partners Seattle WA 12/2022 Present
  • 08/2014 → 12/2022
    Minnesota Life Insurance Company
    St. Paul, MN
  • 08/2014 → 12/2022
    Securian Financial Services, Inc
    St. Paul, MN
  • 08/2014 → 12/2022
    Securian Advisors Northwest
    Seattle, WA
  • 03/2014 → 11/2016
    Red Shoe Properties
    Seattle, WA
  • 12/2022 → Present
    San Diego, CA
  • 12/2022 → Present
    Dpa Wealth Partners
    Seattle, WA
Previous Registrations
  • 2014-08-06 → 2022-12-31
    Securian Financial Services, Inc.
    Seattle, WA
    St Paul, MN
    Seattle, WA
  • 2012-12-03 → 2014-07-17
    Seattle, WA
  • 2002-04-09 → 2012-11-20
    Msi Financial Services, Inc.
    Bellevue, WA
    Tacoma, WA
Other Businesses

Fixed insurance sales; as of 12/05/2022; 2% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Red Shoe Properties, LLC, an entity created for the purpose of managing residential real estate in Yakima WA, as of 11/01/2022; 0% of time spent during business hours; Not conducted at branch; Investment related. 3. Owner, DPA Wealth Partners, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 12/01/2022; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-12
  • S66 Uniform Combined State Law Examination
    2002-02-12
Other Names
  • Brandon Redman

View on SEC IAPD

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