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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-12-05 |
Branch Locations
22526 Se 64Th Place Suite 220, Issaquah, WA 98027 • United States
200 1St Ave. W Suite 310, Seattle, WA 98119 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Company | St. Paul | MN | 08/2014 | 12/2022 |
| Securian Financial Services, Inc | St. Paul | MN | 08/2014 | 12/2022 |
| Securian Advisors Northwest | Seattle | WA | 08/2014 | 12/2022 |
| Red Shoe Properties | Seattle | WA | 03/2014 | 11/2016 |
| Commonwealth Financial Network | San Diego | CA | 12/2022 | Present |
| Dpa Wealth Partners | Seattle | WA | 12/2022 | Present |
Fixed insurance sales; as of 12/05/2022; 2% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Red Shoe Properties, LLC, an entity created for the purpose of managing residential real estate in Yakima WA, as of 11/01/2022; 0% of time spent during business hours; Not conducted at branch; Investment related. 3. Owner, DPA Wealth Partners, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 12/01/2022; 100% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-12 |
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