Best Investors
Account
Sign in
Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-03-31 |
| CA | RA | APPROVED | 2026-01-02 |
| CO | RA | APPROVED | 2026-01-02 |
| FL | RA | APPROVED | 2026-01-02 |
| IL | RA | APPROVED | 2026-01-02 |
| KY | RA | APPROVED | 2026-01-02 |
| MD | RA | APPROVED | 2026-01-02 |
| MI | RA | APPROVED | 2026-01-02 |
| MS | RA | APPROVED | 2026-01-02 |
| OR | RA | APPROVED | 2026-01-02 |
| RI | RA | APPROVED | 2026-01-02 |
| WI | RA | APPROVED | 2026-01-02 |
| IA | RA | APPROVED | 2022-06-29 |
| AK | RA | APPROVED | 2021-12-21 |
| NY | RA | APPROVED | 2021-04-16 |
| MA | RA | APPROVED | 2021-03-30 |
| GA | RA | APPROVED | 2020-09-02 |
| TX | RA | APPROVED_RES | 2017-03-27 |
| UT | RA | APPROVED | 2016-02-29 |
| WA | RA | APPROVED | 2016-02-29 |
| NC | RA | APPROVED | 2016-01-04 |
| IN | RA | APPROVED | 2006-09-05 |
| OH | RA | APPROVED | 2003-10-24 |
Branch Locations
419 Plum Street, Cincinnati, OH 45202 • United States
Cincinnati, OH • United States
8549 Montgomery Road Suite 100, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Cincinnati | OH | 08/2002 | Present |
| Park Avenue Securities | Cincinnati | OH | 06/2003 | Present |
1. Non-Guardian insurance-Term, disability & long term care products outside of Guardian, Start: 02/15/2004, Address: 419 Plum St., Cincinnati, OH 45202, 9 bus hrs per month, Investment related, >10% annual compensation, 2. Hetherington HOA Treasurer, Start: 4/15/2026, Nature: Homeowners Association, Address: 10 Hetherington Ct, Cincinnati, OH 45246, Duties: Collect HOA annual fees, disbursing funds for expenses, & tracking the balance of funds, 1 total hour per month; 0 during securities trading hours, Not Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-28 |
Reach out to this advisor