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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2011-08-09 |
Branch Locations
1100 Corporate Drive Suite 100, Birmingham, AL 35242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rfg Advisory | Birmingham | AL | 08/2011 | Present |
| Lpl Financial, Llc | Birmingham | AL | 08/2011 | 06/2018 |
| Rfg Advisory | Birmingham | AL | 08/2011 | Present |
| Private Client Services | Birmingham | AL | 06/2018 | Present |
1) 08/08/2011. RFG ADVISORY. 1400 URBAN CENTER DR, STE 475, VESTAVIA HILLS, AL 35242. DBA FOR PCS ACTIVITIES. REGISTERED REPRESENTATIVE. 150 HOURS/MO 150 DURING TRADING HOURS. 2) 08/08/2011. RFG ADVISORY. 1400 URBAN CENTER DR, STE 475, VESTAVIA HLLS, AL 35242. ADVISORY ACTIVITIES. IAR. 150 HOURS/MO; 150 DURING TRADING HOURS. 3) 04/09/2013. RFG SOLUTIONS LLC. 1400 URBAN CENTER DR, STE 475, VESTAVIA HILLS, AL 35242. DBA FOR INSURANCE PRODUCTS. AGENT. 150 HOURS/MO; 150 DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-01 |
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