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Winfield Scott Stauffer

Betterwealth LLC

San Jose, CA

Park City, UT

CRD 4488351

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Employer firm

Betterwealth LLC CRD 226661

$660M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Betterwealth Llc

1475 Saratoga Avenue Suite 200, San Jose, CA 95129 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-15
UT RA APPROVED 2024-03-05
TX RA APPROVED 2019-04-05
  • CA RA
    APPROVED
    Since 2024-11-15
  • UT RA
    APPROVED
    Since 2024-03-05
  • TX RA
    APPROVED
    Since 2019-04-05

Branch Locations

1475 Saratoga Avenue Suite 200, San Jose, CA 95129 • United States

Park City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Betterwealth Llc San Jose CA 05/2015 Present
Previous Registrations
  • 2012-10-08 → 2015-07-01
    Wealth Design, Llc
    San Jose, CA
  • 2006-09-21 → 2012-10-08
    Edward Jones
    Cupertino, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-09-19
S63 Uniform Securities Agent State Law Examination 2002-02-22
  • S65 Uniform Investment Adviser Law Examination
    2006-09-19
  • S63 Uniform Securities Agent State Law Examination
    2002-02-22
Designations
  • Certified Financial Planner
Other Names
  • Winfield S. Stauffer
  • Winfield Scott Stauffer
  • W Scott Stauffer

View on SEC IAPD

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Nearby Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA

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