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One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-21 |
| TX | RA | APPROVED | 2026-05-21 |
Branch Locations
One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA
169 Hartnell Ave Suite 128, Redding , CA 96002 • United States
One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Walnut Creek | CA | 11/2009 | 05/2018 |
| Benjamin F. Edwards & Co., Inc. | Redding | CA | 05/2026 | Present |
| Stifel Nicolaus & Co Inc | Redding | CA | 05/2018 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-04-13 |
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