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Christine Stevens

Wells Fargo Clearing Services, LLC

St. Louis, MO

Catawissa, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2013-12-18
  • MO RA
    APPROVED
    Since 2013-12-18

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Catawissa, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St. Louis MO 01/2013 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 Present
Other Businesses

POWER OF ATTORNEY FOR AUNT, INV RELATED, ST. LOUIS, MO, START: 1/2/2023, 5 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-18
S63 Uniform Securities Agent State Law Examination 2003-01-21
  • S65 Uniform Investment Adviser Law Examination
    2013-12-18
  • S63 Uniform Securities Agent State Law Examination
    2003-01-21

View on SEC IAPD

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