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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-07-22 |
Branch Locations
15 E Ridge Pike, Conshohocken, PA 19428 • United States
1515 Market Street, Philadelphia, PA 19103 • United States
555 City Avenue, Bala Cynwyd, PA 19004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 07/2016 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 07/2016 | Present |
1) DBA Firstrust Financial Resources;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-08 |
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