Best Investors Account Sign in

Katie Lynn Ranney

Ubs Financial Services Inc.

Providence, RI

Cranston, RI

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2023-03-09
TX RA APPROVED 2023-03-09
  • RI RA
    APPROVED
    Since 2023-03-09
  • TX RA
    APPROVED
    Since 2023-03-09

Branch Locations

500 Exchange Street Suite 1210, Providence, RI 02903 • United States

Cranston, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Providence RI 10/2009 03/2023
Ubs Financial Services Providence RI 03/2023 Present
Previous Registrations
  • 2009-10-23 → 2023-03-10
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Providence, RI
    Providence, RI
    Providence, RI
    Providence, RI
    Providence, RI
  • 2004-10-20 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Providence, RI
    Providence, RI
    Providence, RI
  • 2004-02-09 → 2004-10-20
    Quick & Reilly, Inc.
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-06
  • S66 Uniform Combined State Law Examination
    2004-02-06
Other Names
  • Katie Lynn Armstrong

View on SEC IAPD

Other Firms

PARSONS CAPITAL MANAGEMENT INC
ERNST & YOUNG INVESTMENT ADVISERS LLP
BLUE FIN CAPITAL, INC.
WASHINGTON TRUST ADVISORS
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BARRETT & COMPANY
WELLTH ADVISORY SERVICES, LLC
WEYBOSSET RESEARCH & MANAGEMENT, LLC

Other Investors

JOHN HENRY MULLEN
ANDREW E. SNAPE
GREGORY JOSEPH LAVINE
JOHN BOND TREVOR
JOAN MARIE CAINE
CHARLES BATEMAN PARSONS
EDWIN G FISCHER
STACEY LEA STERNBERG

Other Offices

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
ERNST & YOUNG INVESTMENT ADVISERS LLP · PROVIDENCE, RI
BLUE FIN CAPITAL, INC. · PROVIDENCE, RI
WASHINGTON TRUST ADVISORS · Providence, RI
WASHINGTON TRUST ADVISORS · Providence, RI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PROVIDENCE, RI
BARRETT & COMPANY · PROVIDENCE, RI

More in Providence, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor