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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-10-07 |
| NY | RA | APPROVED | 2021-07-27 |
Branch Locations
800 N Magnolia Ave Ste 1401, Orlando, FL 32803 • United States
4 Tower Pl Fl 9, Albany, NY 12203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Albany | NY | 11/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Albany | NY | 11/2016 | Present |
JOSIE AIDER & ASSOCIATES LLC, INVESTMENT RELATED, LOUDENVILLE, NY, 10% OWNER, ADVERTISING, TREASURER, START 10/1/2012, 4 HOURS A MONTH, 0 HOURS DURING SECURITIES TRADING HOURS, DUTIES; MAINTAIN LEDGER ACCOUNTS RECEIVABLE/PAYABLE. RACHEL PIENKOSZ & ASSOCIATES, LLC, NOT INVT RELATED, CLERMONT, FL, 10% OWNERSHIP, START DATE 4/24/2023, 5 HRS PER MONTH, 0 HRS DURING TRADING, ADMINISTRATIVE DUTIES FOR DAUGHTERS BUSINESS OF DESIGN AND MEDIA. ALISON PIENKOSZ & ASSOCIATES, LLC, NOT INVT RELATED, CLERMONT, FL, 100% OWNERSHIP, START DATE 4/24/2023, 10 HRS PER MONTH, 0 HRS DURING TRADING, PRESIDENT OF MUSIC AND FILE BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-05 |
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