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Andrew Samuel Band

Edelman Financial Engines

Alpharetta, GA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-05
GA RA APPROVED 2020-01-21
  • TX RA
    APPROVED
    Since 2023-01-05
  • GA RA
    APPROVED
    Since 2020-01-21

Branch Locations

3460 Preston Ridge Rd Suite 500, Alpharetta, GA 30005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Fairfield CT 11/2013 05/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 05/2019
Financial Engines Advisors L.L.C Sunnyvale CA 12/2019 Present
Unemployed Roswell GA 05/2019 12/2019
  • 11/2013 → 05/2019
    Fidelity
    Fairfield, CT
  • 07/2018 → 05/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 12/2019 → Present
    Financial Engines Advisors L.L.C
    Sunnyvale, CA
  • 05/2019 → 12/2019
    Unemployed
    Roswell, GA
Previous Registrations
  • 2018-07-13 → 2019-06-03
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2013-12-12 → 2018-07-13
    Fairfield, CT
    Greenwich, CT
    Atlanta, GA
  • 2007-05-23 → 2013-10-21
    Td Ameritrade, Inc.
    San Francisco, CA
    Corte Madera, CA
  • 2007-05-23 → 2013-10-21
    Td Ameritrade Investment Management, Llc
    San Francisco, CA
    San Rafael, CA
  • 2006-02-02 → 2006-11-10
    Ifmg Securities, Inc.
    Mill Valley, CA
    San Anselmo, CA
    Larkspur, CA
    Mill Valley, CA
    San Rafael, CA
    Sausalito, CA
    Mill Valley, CA
    San Anselmo, CA
  • 2004-01-28 → 2006-01-19
    Wells Fargo Investments, Llc
    San Anselmo, CA
  • 2002-02-21 → 2004-01-22
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-15
  • S66 Uniform Combined State Law Examination
    2002-02-15
Designations

View on SEC IAPD

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