Inactive

Thomas Fisher Van Vuren

Lake Forest, IL

CRD 4486604

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Employer firm

Alley Company CRD 317544

$907M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
INSURANCE SOLUTIONS

From the firm’s Form ADV. Read the guides:

Current Employers

Alley Company

272 Market Square Suite 214, Lake Forest, IL 60045 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2022-01-04

IL RA
APPROVED

Since 2022-01-04

Branch Locations

272 Market Square Suite 214, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alley Company, Llc	Lake Forest	IL	01/2014	12/2021
Alley Investment Management Company, Llc	Lake Forest	IL	01/2022	Present

01/2014 → 12/2021

Alley Company, Llc

Lake Forest, IL
01/2022 → Present

Alley Investment Management Company, Llc

Lake Forest, IL

Previous Registrations

2015-02-23 → 2022-01-03

Alley Company, Llc

Lake Forest, IL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2002-02-25

S63 Uniform Securities Agent State Law Examination

2002-02-25

Designations

Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

J.P. MORGAN SECURITIES LLC

BUSS CAPITAL MANAGEMENT, LLC

ISTO ADVISORS, LLC

Nearby Investors

Allison Marie Ockwood

Kevin G. Rieger

Nearby Offices

J.P. MORGAN SECURITIES LLC · LAKE FOREST, IL

BUSS CAPITAL MANAGEMENT, LLC · LAKE FOREST, IL

ISTO ADVISORS, LLC · Lake Forest, IL

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