Robert Brooks Malone

Current Employers

Employment History

• 06/1990 → 08/2024
  Hughes Pittman & Gupton Llp
  Raleigh, NC
• 01/2002 → 10/2019
  1St Global Capital Corp
  Raleigh, NC
• 03/2002 → 10/2019
  1St Global Advisors, Inc.
  Raleigh, NC
• 11/2004 → 08/2024
  Avantax Insurance Services, Inc.
  Raleigh, NC
• 10/2019 → 08/2024
  Avantax Advisory Services
  Raleigh, NC
• 10/2019 → 08/2024
  Avantax Investment Services, Inc.
  Raleigh, NC
• 01/2006 → 08/2024
  Hpg Wealthcare Advisors, Llc(Formerly Hpg Financial Services, Ll
  Raleigh, NC
• 02/2024 → Present
  Eisneramper
  Raleigh, NC
• 08/2024 → Present
  Dai Securities Llc
  Atlanta, GA
• 02/2024 → Present
  Eisneramper Llp
  Raleigth, NC
• 08/2024 → Present
  Prosperity - An Eisneramper Company
  Raleigh, NC

Previous Registrations

• 2019-10-25 → 2024-08-19
  Avantax Advisory Services
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
  Dallas, TX
• 2002-03-13 → 2019-10-25
  1St Global Advisors Inc
  Raleigh, NC

Other Businesses

1) FIXED INSURANCE AND ANNUITY SALES; POSITION: Insurance Agent NATURE: Fixed annuity and insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/2024; 1500Sunday Drive, Suite 300, Raleigh NC 2760 2) EISNERAMPER POSITION: Partner NATURE: Tax and Accounting INVESTMENT RELATED: No NUMBER OF HOURS: 125 SECURITIESTRADING HOURS: 125 START DATE: 02/01/2024 ADDRESS: 1500 Sunday Drive, Suite 300, Raleigh NC 27607, United States DESCRIPTION: Tax and Accounting

Exams

• S66 Uniform Combined State Law Examination
  2002-01-30

Other Names

• Brooks Malone
• R. Brooks Malone
• Robert Brooks Malone
• Robert Brooks Malone, Iii
• Robert Brooks Malone, Iii