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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-18
CA RA APPROVED 2011-01-03
  • MN RA
    APPROVED
    Since 2013-11-18
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Minneapolis MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Minneapolis MN 11/2016 Present
Previous Registrations
  • 2007-09-14 → 2011-01-03
    Wells Fargo Investments, Llc
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
Other Businesses

RENTAL PROPERTY -MCCOMB; INV RELATED; BONITA SPRINGS,FL; RENTAL;100% OWNERSHIP; START DATE: 12/19/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING; | MCCOMB LANE, LLC; INV RELATED; CHAMPLIN,MN; RENTAL;50% OWNERSHIP; START DATE: 12/19/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-13
S63 Uniform Securities Agent State Law Examination 2006-05-12
  • S65 Uniform Investment Adviser Law Examination
    2007-09-13
  • S63 Uniform Securities Agent State Law Examination
    2006-05-12

View on SEC IAPD

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