Kathleen Ann Walraven

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-03-29
MI	RA	APPROVED	2010-10-21

TX RA
APPROVED

Since 2011-03-29
MI RA
APPROVED

Since 2010-10-21

Branch Locations

4760 Fashion Square Boulevard, Saginaw, MI 48604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Saginaw	MI	06/2009	Present

06/2009 → Present

Morgan Stanley

Saginaw, MI

Other Businesses

*240294- Pete's Paradise Acres LLC; Investment related -Yes; Saginaw, Michigan; Agriculture; Sole Proprietor/Owner(proprietor, partner, officer, director, employee, trustee, agent); 04/2015; During business hours: 0; After business hours: 0; Administrative, Check Signing/Funds Disbursements, Investment Decisions/Advice, Property Management

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-10-13
S63	Uniform Securities Agent State Law Examination	2002-03-19

S66 Uniform Combined State Law Examination

2010-10-13
S63 Uniform Securities Agent State Law Examination

2002-03-19

Other Names

Kathleen Ann Ehrlinger

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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Reviews