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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2011-09-20
  • PA RA
    APPROVED
    Since 2011-09-20

Branch Locations

550 California Rd Suite 4, Quakertown, PA 18951 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 06/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2011 Present
Randy S Bochniak & Assoc, Inc Dba Bochniak Financial Strategies Quakertown PA 03/2003 Present
  • 06/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 09/2011 → Present
    Schaumburg, IL
  • 03/2003 → Present
    Randy S Bochniak & Assoc, Inc Dba Bochniak Financial Strategies
    Quakertown, PA
Other Businesses

1) RANDY S BOCHNIAK & ASSOCIATES, INC DBA BOCHNIAK FINANCIAL STRATEGIES; INV REL; QUAKERTOWN, PA; ACCOUNTING; CPA; START DATE 3/6/03; 160 HRS/MTH DURING SECURITIES TRADING HRS:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2002-01-18
  • S63 Uniform Securities Agent State Law Examination
    2002-01-18

View on SEC IAPD

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