Michael Maher

Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 02/2022
  Ameriprise Financial Services, Inc.
  Center Valley, PA
• 02/2022 → Present
  B. Riley Wealth Management
  Devon, PA
• 07/2022 → Present
  B. Riley Wealth Advisors, Inc.
  Devon, PA

Previous Registrations

• 2016-04-15 → 2022-03-02
  Ameriprise Financial Services, Llc
  Center Valley, PA
• 2009-09-25 → 2016-04-22
  Stifel, Nicolaus & Company, Incorporated
  Center Valley, PA
  Bethlehem, PA
• 2006-01-05 → 2009-09-25
  Ubs Financial Services Inc.
  Bethlehem, PA
  Bethlehem, PA

Other Businesses

B. Riley Wealth Insurance; Investment-Related; Same Address as BRWM; Fixed Insurance Sales; Licensed Insurance Agent; Start Date 09/2025; As Many Hours As Needed Per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-28
• S63 Uniform Securities Agent State Law Examination
  1987-02-26

Other Names

• Michael S Maher
• Michael Sean Maher
• Michael Maher