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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-12-22
  • PA RA
    APPROVED
    Since 2021-12-22

Branch Locations

127 S 5Th Street Ste 120, Quakertown, PA 18951 • United States

Quakertown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Quakertown PA 10/2017 Present
Deacon Industrial Supply Company Harleysville PA 05/2018 06/2023
Bethlehem Shared Services Bethlehem PA 06/2013 10/2017
Pfs Investments Inc. Quakertown PA 08/2018 10/2018
Pfs Investments Inc Quakertown PA 02/2019 Present
Diehl Financial Group Quakertown PA 03/2025 Present
  • 10/2017 → Present
    Primerica Financial Services
    Quakertown, PA
  • 05/2018 → 06/2023
    Deacon Industrial Supply Company
    Harleysville, PA
  • 06/2013 → 10/2017
    Bethlehem Shared Services
    Bethlehem, PA
  • 08/2018 → 10/2018
    Quakertown, PA
  • 02/2019 → Present
    Quakertown, PA
  • 03/2025 → Present
    Diehl Financial Group
    Quakertown, PA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. As of 03/14/2025 these sales activities will be conducted under the D/B/A of Diehl Financial Group. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Pompa Financial Services LLC, Investment Related, Quakertown, PA 18951, Primerica Business Purposes, Owner/Operator, 10/2023 To Present, 10 Hours Per Month (0 Hours Per Month During Securities Trading Hours), Legal Entity Formed Solely For Primerica Business Purposes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-03
S63 Uniform Securities Agent State Law Examination 2019-04-05
  • S65 Uniform Investment Adviser Law Examination
    2021-12-03
  • S63 Uniform Securities Agent State Law Examination
    2019-04-05
Other Names
  • Nicole Pomante

View on SEC IAPD

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