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Eric Hans Winston

Empower Advisory Group, LLC

Greenwood Village, CO

Temecula, CA

CRD 4486131

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-08-12
  • CA RA
    APPROVED
    Since 2019-08-12

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Temecula, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc San Diego CA 03/2014 05/2017
Jp Morgan Chase Bank San Diego CA 05/2017 07/2019
Jp Morgan Securities, Llc San Diego CA 05/2017 07/2019
Gwfs Equities, Inc Greenwood Village CO 07/2019 Present
  • 03/2014 → 05/2017
    Axa Advisors, Llc
    San Diego, CA
  • 05/2017 → 07/2019
    Jp Morgan Chase Bank
    San Diego, CA
  • 05/2017 → 07/2019
    Jp Morgan Securities, Llc
    San Diego, CA
  • 07/2019 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-05
  • S66 Uniform Combined State Law Examination
    2014-09-05
Other Names
  • Eric H Winston
  • Eric Hans Winston
  • Eric Hans Winston

View on SEC IAPD

Nearby Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC

Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

More in Greenwood Village, CO

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