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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-08-29
UT RA APPROVED 2012-08-29
  • TX RA
    APPROVED
    Since 2012-08-29
  • UT RA
    APPROVED
    Since 2012-08-29

Branch Locations

1240 E 2100 S Ste 404, Salt Lake City, UT 84106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Salt Lake City UT 08/2012 Present
Previous Registrations
  • 2009-06-01 → 2012-09-11
    Salt Lake City, UT
  • 2007-09-20 → 2009-06-01
    Morgan Stanley & Co. Llc
    Salt Lake City, UT
  • 2002-04-23 → 2007-09-26
    A. G. Edwards & Sons, Inc.
    Salt Lake City, UT
    Salt Lake City, UT
Other Businesses

EXECUTOR FOR FATHER; INV RELATED; POCATELLO,ID; START: 8/6/16; 10 HRS/MO; 0 DURING TRADING. LAMPRECHT HOLDINGS, LLC, INVT RELATED, SALT LAKE CITY, UT, 100% OWNERSHIP WITH SPOUSE, START DATE 8/1/2012, 160 HRS PER MONTH, 8 HRS DURING TRADING, FOR FINET PRACTICE. SHORELINE WEALTH MANAGEMENT LLC; INV. RELATED; SALT LAKE CITY, UT; 50% OWNERSHIP; LLC TO PAY EXPENSES FOR FINET PRACTICE; START DATE: 8/1/2012; 1 HOUR PER MONTH; 0 HOURS DURING BUSINESS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-07
  • S66 Uniform Combined State Law Examination
    2002-03-07

View on SEC IAPD

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