Best Investors Account Sign in
Inactive

John David Amick

Commonwealth Financial Network

Norfolk, NE

Claim This Profile
Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
NE RA APPROVED 2014-12-17
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • NE RA
    APPROVED
    Since 2014-12-17

Branch Locations

100 North 13Th Street Suite 310, Norfolk, NE 68701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 01/2014 Present
Calmwater Financial Group Norfolk NE 04/2017 Present
Previous Registrations
Other Businesses

1. Owner & President, Grassroots Financial, Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 6/28/2021; 5% of time spent during business hours; Conducted at branch; Investment related. 2. Owner; Grass Roots Properties of Nebraska, LLC, an entity created for the purpose of managing rental real estate; located at Norfolk, NE, as of 05/2007; 0% time spent during business hours; Not conducted at branch; Investment related. 3. Owner; Amick Farms; manages cattle farm; Located at Omaha, NE; as of 04/2012; Approximately 2% time spent during business hours; Not conducted at branch location; Investment related. 4. Owner, Grassroots Aviation, LLC; an entity established as the holding company for a private aircraft; Located in Battle Creek, NE; as of 6/30/2021; 1% of time spent during business hours; Not conducted at branch location; Not investment related. 5. Co-owner, Grassroots Properties of Arizona, LLC; an entity created for the purpose of buying and managing residential real estate in Scottsdale, AZ, as of 05/20/2026; 1% of time spent during business hours; Not conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-16
S66 Uniform Combined State Law Examination 2003-03-03
S63 Uniform Securities Agent State Law Examination 2002-01-14
  • S65 Uniform Investment Adviser Law Examination
    2014-12-16
  • S66 Uniform Combined State Law Examination
    2003-03-03
  • S63 Uniform Securities Agent State Law Examination
    2002-01-14
Other Names
  • Dave Amick

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Norfolk, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor