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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| NE | RA | APPROVED | 2014-12-17 |
Branch Locations
100 North 13Th Street Suite 310, Norfolk, NE 68701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 01/2014 | Present |
| Calmwater Financial Group | Norfolk | NE | 04/2017 | Present |
1. Owner & President, Grassroots Financial, Inc.; a private entity established to facilitate securities, advisory, and insurance business; as of 6/28/2021; 5% of time spent during business hours; Conducted at branch; Investment related. 2. Owner; Grass Roots Properties of Nebraska, LLC, an entity created for the purpose of managing rental real estate; located at Norfolk, NE, as of 05/2007; 0% time spent during business hours; Not conducted at branch; Investment related. 3. Owner; Amick Farms; manages cattle farm; Located at Omaha, NE; as of 04/2012; Approximately 2% time spent during business hours; Not conducted at branch location; Investment related. 4. Owner, Grassroots Aviation, LLC; an entity established as the holding company for a private aircraft; Located in Battle Creek, NE; as of 6/30/2021; 1% of time spent during business hours; Not conducted at branch location; Not investment related. 5. Co-owner, Grassroots Properties of Arizona, LLC; an entity created for the purpose of buying and managing residential real estate in Scottsdale, AZ, as of 05/20/2026; 1% of time spent during business hours; Not conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-16 |
| S66 | Uniform Combined State Law Examination | 2003-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-14 |
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